3 The beginning of History: the Shang and Zhou dynasties

In this section we being with an overview of key aspects of the Shang and Zhou dynasties, to quickly move to archeological and ethnographic evidence to understand diet habits, food production and consumption in these early stages. Traditional account narrate of three dynasties before the foundation of the empire in 221 BCE, the first being the Xia 夏 (2070 – 1600 BCE). However, evidence of the Xia as a complex political structure of the kind that can be reconstructed for the Shang dynasty, and the first mentions of a Xia dynasty are much, much later (from texts dated to the last few centuries Before the Common Era). Therefore, the Xia is more accurately referred to as a culture with two major sites associated with it, Erligang and Erlitou. The Shang Dynasty is the first moment for which there are contemporaneous references.

The Historical context

The Shang DYNASTY

Conventionally, the revolutionary development of a writing system is taken as the demarcation between pre-history and history. In Chinese history, this moment took place around 1300 BCE, during the ruling of the Shang 商 Dynasty (1500 – 1045 BCE). The Shang Dynasty developed around the eastern area of the Yellow River, and had as capital Anyang 安陽 (in today’s Henan’s province). The origin of the Shang people is still debated. Based on archeological data, it seemed that the Shang Dynasty had contacts and inherited architectural aspects from the late Neolithic culture Longshang 龍山文化, which developed in the same area. The political structure is already rather complex. Bronze production developed significantly from previous stages. Archeologists have recovered many bronze vessels and artifacts dated to the Shang Dynasty, some quite sophisticated in terms of shape and decoration, such as this bronze turtle (which bears an inscription recording the event of a Shang king shooting a turtle while floating in the Huan River. He later donated it to one of his officers), or this vessel for alcohol resembling a bovine animal. A famous royal tomb dating to this time is that of a woman, Lady Hao 婦好墓 (circa 1250 BCE). This tomb represents an incredible discovery because it is to date the only tomb found intact, and archeologically excavated by scholars. More frequently, tombs are found looted in distant or recent years. Although some artifacts may still be left behind, looting does considerable damage to both the environment and impact researchers’ understanding of the past.

The earliest written records date to the Shang Dynasty. Almost all of them are oracle bone inscriptions 甲骨文. These were inscriptions made on animal bones (frequently, turtle shells and cattle scapulae) as part of a divination procedure (hence the “oracle”).

How are oracle bone inscriptions structured? They often present two versions of the same statement, an affirmative and a negative one. The bone was then located on a source of heat, that would cause it to crack. The cracks were then interpreted by the Shang king or a diviner to give an answer. For example, the inscription catalogued Heji 30048 had the two following statements:[1]

自今辛至于來辛有大雨。

Between the present xīn day [8th in the decameron] and the next xīn day, there will be much rain.

自今辛至于來辛亡大雨。

Between the present xīn day [8th in the decameron] and the next xīn day, there will not be much rain.

 

Not all inscriptions follow this pattern. In other occasions, there is only one statement suggesting a course of action. After the divination was completed, the king or the diviner would announce whether it was “auspicious” (ji 吉) or not to follow that course of action.

Did you know? Like all writing systems, the Chinese one as well started as logographic. It developed independently in the Central Plain. Writing was often executed from top to bottom, from right to left. Some books printed today in China and Taiwan still follow this structure.

 

Almost all the writing that we have from the Shang Dynasty pertains to divination. This does not mean that the Shang dynasty only wrote in this context; most likely, other content was also recorded in writing (such as lineages, important events, and transactions), but it was done on perishable material that is since lost.

Together with the archeological evidence, these inscriptions confirm that by the Shang dynasty the level of social and political complexity was advanced. The group at the top of the society was the royal family; these are known to have rich individual tombs (as opposed to bare communal burials for the commoners), with artifacts that indicate a higher status: jades, metals, musical instruments, and weapons.

The Zhou dynasty

The Zhou dynasty 周朝 is one of the most crucial moments in ancient Chinese History. Many aspects from this time became later quintessential in Chinese culture. It was during the Zhou dynasty that Confucius lived, for example. It saw many changes, and there are in fact subdivisions to identify more precisely different historical moments.

But let’s start at the beginning. The Zhou were vassals to the Shang ruling family, until they rebelled against it. In 1045 BCE, they defeated the Shang in the Battle of Muye 牧野, which the tradition tells us was so violent that by then end of it the ground looked as a pool of blood. The ode number 236 in the Book of the Odes 詩經 is interpreted as a description of this battle, and the glorious viceroy by Zhou.

These later narratives aside, after the conquest of the Shang dynasty took place, the Zhou proclaimed themselves as the new ruling power. A major political innovation was the invention of the Mandate of Heaven 天命. The Zhou justified their actions by claiming that they were following Heaven’s will. Because the Shang royal family had become corrupted and unable to govern, Heaven had mandated a new ruler among the Zhou family. Overtime, this pattern will become a recurring theme: each time a new dynasty is established, the rulers justify taking over the previous one by claiming that they failed to uphold Heaven’s Mandate properly, and thus Heaven chose someone else to rule China.

During the first half of the Zhou dynasty (1045 – 771 BCE), the royal family was capable and powerful. The primary sources to study this period are bronze inscriptions 金文, i.e. inscriptions cast on bronze vessels that served various purposes. In 771 BCE, the Rong people and some of the Zhou nobles gathered to kill the Zhou king You 周幽王 (r. 781- 771 BCE). The Zhou family fled east, and re-established the capital in Luoyang. This determines the beginning of the Eastern Zhou dynasty (771 – 221 BCE), and by consequence the previous centuries are referred to as Western Zhou dynasty (1045 – 771 BCE).

The Eastern Zhou dynasty is often referred to as the “philosophical foundations”, since many thinkers and intellectuals who will later become very important figures lived. This historical phase is furthered divided into two parts: the Springs and Autumns (771 – 457 BCE), and the Warring States (457 – 221 BCE). While the Zhou royal family maintains considerable power during the Springs and Autumns, by the mid 5th century BCE the entire territory is divided into smaller states all competing for supremacy – hence, the name Warring States. One of these states, the Qin 秦, will eventually prevail over all others and found the first empire in 221 BCE.

 


  1. Takashima, Ken’ichi. A Little Primer of Chinese Oracle-Bone Inscriptions with Some Exercises.

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